CONG TY CP CHlrNG KHOAN SSI CONG HOA xa HOI CHO NGHIA vier NAM DQcI~p - Ttf do - Hanh phuc s6: 620/2019/CV-SSIHO TP. Ho Chi Minh, ngay 02 thanq 07 nam 2019 sao cao KET QuA PHAN PHOI CHlrNG QUYEN co sao DAM (Giay chung nh~n ChEWban ch(fng quy{m c6 baa aam 86 40IGCN-UBCK do Chu tich Oy ban Ctumq kho{m Nha nuoc dp ngay 201612019) Kinh gwi: Oy ban Chwng khoan Nha nu'ac Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN SSI Dja chi tru sa chfnh: 72 Nguyen Hue, PhU'ang Sen Nghe, Ouan 1, Thanh pho Ho Chi Minh So dien thoai: (+84-28) 38242897 So Fax: (+84-28) 3824 2997 Ten, dja chi to chuc bao lanh phat hanh (n~u co): KhOng I. Thong tin v~ chcpngquy~n phat hanh: 1. ThOngtin v~ chung quyen: - Ten chung quyen: ChCPngquy~n FPT/3M/SSI/C/EUlCash-01 - Ten (ma) chung khoan co sa: FPT - To chirc phat hanh chung khoan co sa: COngty co phan FPT - l.oai chunq quyen (rnua/ban): Chung quyen mua - Kieu thuc hien (chau Au/My): CMu Au - PhU'O'ngthuc thanh toan thuc hien quyen (tiem/chuyengiao chung khoan co'sa): thanh toan ti~n - Thai h~n: 03 thang - Ngay dao h~n: 30/09/2019 - TY I~ chuyen doi: 1:1
c H$ 50 nhan (doi voi chung quyen dua tren chi 50): Khong ap dl,lng Gia thuc hi$n: 46.000 dong Gia trl tai san bao dam thanh toan: 1.900.000.000 VNf) (M t ty chin tr~ m tri(!u dong) 2. Thong tin dot chao ban: Ngay b~t d~u chao ban: 26/06/2019 Ngay hoan thanh phan phoi: 28/06/2019 Thai gian nhan d~ng ky mua: TCPngay 26/06/2019 den ngay 28/06/20 9 Ngay thanh toan tien mua chunq quyen: 28/06/2019 Ngay ket thuc chuyen giao chunq quyen: 28/06/2019 I. K~t qua phan phoi chcpng quy6n DOi tu'q'ngmua Gia So So So 1U'Q'ng So gu'ai s6 So TY 1$ chung quyen chao 1U'Q'ng 1U'Q'ng chcmg d~r 9 ky r'lgu'ai chung chunq ban chung chung (dongl quyen 1 1 quyen 1 1 1 quyen n ua du'q'c quyen quyen du'q'cphan phan chu'a phan chunq chao d~ng ky phoi phoi phan phoi quyen) ban mua, phoi (%) 1. Nha d~u tu' ca nhan, trong do: 3.800 1.000.000 654.820 654.820 94 94 65,48 - Nha d~u tu' rong nuoc 654.820 654.820 94 94 65,48 - Nha dau tu nuoc ngoai
~. Nha c1autu' co 6 chuc, trong c16: 3.800 1.000.000 - NM c1autu' rong nuoc - Nha c1autu' nuoc nqoai 1T6ng56 1.000.000 654.820 654.820 94 94 345.180 65,48 III. TOng hop k~t qua phan ph6i ch(png quy~n: 1. T6ng 56 chling quyen c1aphan phoi: 654.820 chunq quyen, chiern 65,48% t6ng 56 chling quyen c1u'q'c phep chao ban. 2. T6ng 56 tien thu tcrvlec ban chling quyen: 2.488.316.000 c16ng(c6 xac nhan cua ngan hang noi ma tai khoan phong toa nhan tien mua chunq quyen dlnh kern) 3. T6ng chi phi: 0 c16ng. - Phi bao lanh phat hanh: 0 c16ng " ('.01) 1 ~ *, - Phi phan phoi chling quyen: 0 c16ng 4. T6ng thu rang tcrdot phan ph6i: 2.488.316.000 c16ng. Chu tlch HQi dong Quan tr]
-" CONG TY CP CHlfNG KHOAN 551 CQNG HOA xa HQI CHU NGHIA VieT NAM DQc I~p - TIf do - Hanh phuc se: 621/2019/CV-SSIHO TP. He Chi Minh, nqay 02 tmng 07 nam 2019 BAo cao K~T QUA PHAN PHOI CHlfNG QUYt:N co BAo DAM (Gi~y chu'ng nh~n ChEIOban ch(mg quy~n c6 Mo aam so 41IGCN-UBCK do CM ticti Oy ban Chung knoen Nha nuoc c~p ngay 201612019) Kinh glpi:uy ban ChCPngkhoan Nha nuoc Ten to chuc phat hanh: CONG TY co PHAN CHlfNG KHoAN 551 Dja chi tru sa chlnh: 72 Nguyen Hue, PhU'cmgBen Nghe, ouan 1, Thanh pho He Chi Minh se di$n thoai: (+84-28) 38242897 se Fax: (+84-28) 3824 2997 Ten, dia chi to chuc bao lanh phat hanh (neu c6): Kh6ng I. Thong tin v6 chcpngquy6n phat hanh: 1. Th6ng tin v~ ch(l'ng quyen: - Ten ch(l'ng quyen: ChCPngquy6n FPT/6M/551/C/EU/Cash-01 - Ten (rna) ch(l'ng khoan co sa: FPT - To chuc phat hanh ch(l'ng khoan cc sa: C6ng ty co phan FPT - Loai ch(l'ng quyen (rnua/ban): Ch(l'ng quyen mua - Kieu thuc hien (chau Au/My): CMu Au - PhU'O'ngthirc thanh toan thuc hien quyen (ti~n/chuyen giao ch(l'ng khoan co'sa): thanh toan ti~n - Thai h<;ln:06 thang - Ngay dao h<;ln:30/12/2019 - Ty 1$chuyen doi: 1:1
H(l so nhan (doi v6'i chting quyen dua tren chi so): Kh6ng ap dl,mg Gia thuc hlen: 46.000 dong Gia tri tai san bao dam thanh toan: 3.000.000.000 VN > (Sa ty dong ct ~n) 2. ThOng tin dot chao ban: Ngay b~t d~u chao ban: 26/06/2019 Ngay hoan thanh phan phoi: 28/06/2019 Thai gian nhan dang ky mua: TI1 ngay 26/06/2019 den ngay 28/06/2019 Ngay thanh toan tiem mua chunq quyen: 28/06/2019 Ngay ket thuc chuyen giao ch(l'ng quyen: 28/06/2019 I. K6t qua phan phoi chwng quy6n >6itLfQ'ng mua Gia So So S61LfQ'ng s6 s6 s6 TY I~ ch(l'ng quyen chao ILfQ'ng ILfQ'ng ch(l'ng nglfai nglfai chunq chunq ban ch(l'ng ch(l'ng x quyen dang ky dlfq'c > quyen > quyen (dong/ quyen > quyen dlfq'c mua phan chlfa phan chunq chao dang ky phan ph6i ph6i phan phoi quyen) ban mua phoi (%) 1. Nha (1~u tlf ca nhan, trong d6: - Nha d~u tu trong nuoc 6.000 1.000.000 339.860 339.860 24 24 339.860 339.860 24 24 33,99 33,99 - Nha d~u tlf nlfocngoai
12. Nha dau tu' jc6 to chtrc, 6.000 1.000.000 rong d6: - Nha dau tu' rong nvoc - Nha dau tu nuoc ngoai ITI' ong so, 1.000.000 339.860 339.860 24 24 660.140 33,99 III. TOng hq'p ktit qua phan phoi chwng quy6n: 1. TOng so chli'ng quyen da phan phoi: 339.860 chli'ng quyen, chiern 33,99% t6ng so chli'ng quyen du'o'c phep chao ban. 2. TOng so tien thu tl1 viec ban chli'ng quyen: 2.039.160.000 d6ng (c6 xac nhan cua ngan hang noi rno tai khoan phong tea nhan tien mua chli'ng quyen dinh kern) 3. TOng chi phi: 0 d6ng. - Phi bao lanh phat hanh: 0 d6ng - Phi phan ph6i chli'ng quyen: 0 d6ng 4. TOng thu r6ng tl1 dot phan phci: 2.039.160.000 d6ng. Chu ttch HQi d6ng ouan tr]
CONG TY CP CHlrNG KHOAN SSI CONG HOA xa HOI CHU NGHiA VieT NAM DQc I~p - Tif do - Hanh phuc se: 622/2019/CV-SSIHO TP. He Chi Minh, ngay 02 tmng 07 narn 2019 sao cao KET QuA PHAN PHOI CHLrNG QUYEN co sao DAM (Gi~y chung nmn ChEWban cturnq quy(;n c6 Mo clams6 39IGCN-UBCK do CM tich Oy ban Chung khoan Nhe nuoc c~p ngay 201612019) Kinh gipi: Uy ban ChCPngkhoan Nha nu'ac Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN SSI Dla chi tru sa chinh: 72 Nguyen Hue, PhU'ang Ben Nghe, Ouan 1, Thanh pho He Chi Minh se dien thoai: (+84-28) 38242897 se Fax: (+84-28) 3824 2997 Ten, dja chi to chuc bao lanh phat hanh (ntw c6): Khong I. Thong tin v~ chcpngquy~n phat hanh: 1. Thong tin ve ch(j'ngquyen: - Ten ch(j'ngquyen: ChCPngquy~n HPG/3M/SSI/C/EUlCash-01 - Ten (rna) ch(j'ngkhoan co sa: HPG - To chuc phat hanh ch(j'ngkhoan co sa: Cong ty Co phan T<;Ipdean Hoa PMt - l.oai ch(j'ngquyen (mua/ban): Ch(J'ngquyen mua - Kieu thvc hien (chau Au/My): Chau Au - PhU'O'ngthuc thanh toan thuc hien quyen (tien/chuyen giao chling khoan co's&): thanh toan tilm - Thai h~n: 03 tmng - Ngay dao h~n: 30/09/2019 - TY Ie chuy{m doi: 1:1
H$ so nhan (ooi voi chung quyen dua tren chi so): Khong ap dl,mg Gia thl,l'c hien: 23.100 oong Gia tr! tai san bao darn thanh toan: 1.100.000.000 VND (M t ty mot tram trleu oong) 2. ThOng tin dot chao ban: Ngay b~t o~u chao ban: 26/06/2019 Ngay hoan thanh phan phoi: 28/06/2019 Thai gian nhan oang ky mua: TCPngay 26/06/2019 o~n ngay 28/06/2 19 Ngay thanh toan tien mua chunq quyen: 28/06/2019 Ngay k~t thuc chuyen giao chung quyen: 28/06/2019 I. K~t qua phan ph6i chcpng quylln DOi tu'q'ngmua Gia So So S61U'Q'ng s6 So So TY 1$ chung quyen chao 1U'Q'ng 1U'Q'ng chung ngu'ai ngu'ai chung chung ban chung chung (oong/ > > > quyen oang ky ou'q'c quyen > quyen quyen quyen ou'q'c mua phan chu'a phan chung ChEIO oang phan phoi phoi pmn phoi quyen) ban ky mua phoi (%) 1. NM oau tu ca nhan, trong ~6: - Nha oau tu' rong nuoc - Nha oau tu nuoc ngoai 2.200 1.000.000 516.820 516.820 61 61 51,68 516.820 516.820 61 61 51,68
2. Nha dau tu c6 to chuc, rong d6: 2.200 1.000.000 - NM dau tu' trong nuoc - NM dau tu' nuoc ngoai Tong s6 1.000.000 516.820 516.820 61 61 483.180 51,68 III. Tong hq'p k~t qua phan phoi chwng quy6n: 1. Tong s6 chling quyen da phan ph6i: 516.820 chling quyen, chiem 51,68% tong s6 chling quyen duoc phep chao ban. 2. Tong s6 tien thu tcyvlec ban chling quyen: 1.137.004.000 d6ng (co xac nhan cua ngan hang noi ma tal khoan phong tea nhan tien mua chling quyen dlnh kern) 3. Tong chi phf: 0 d6ng. - Phf bao lanh phat hanh: 0 d6ng - Phf phan ph6i chling quyen: 0 d6ng 4. Tong thu rang tcydot phan ph6i: 1.137.004.000 d6ng..~$ml ~.!.!nlh, nqay 02 tmng 07 nam 2019 '3, - N THEO PHAp LU~T Chu tlch HQi dong Quan tr]
CONG TY CP CHlrNG KHOAN 551 CQNG HOA xa HQI CHO NGHiA VieT NAM DQc I~p - T...do - Hanh phuc se: 623/2019/CV-SSIHO TP. Ho Chi Minh, ngay 02 thang 07 narn 2019 BAo cao KET QUA PHAN PHOI CHlrNG QUYEN co BAo DAM (Gi~y chu'ng nmn chao ban chung quy~n c6 Mo aam s6 43IGCN-UBCK do Chu tich Oy ban Chung knoen Nha nuoc c~p ngay 201612019) Kinh gwi: Oy ban Chli'ng khoan Nhil nu'o<c Hm to chuc phat hanh: CONG TY co PHAN CHlrNG KHoAN 551 8ia chi tru s& chlnh: 72 Nguyen Hue, PhU'ang Ben Nqhe, Ouan 1, Tp HCM se dien thoai: (+84-28) 3824 2897 se Fax: (+84-28) 3824 2997 Ten, dla chi to chuc bao tanh phat hanh (ntw c6): Khong I. Thong tin v~ chli'ng quy~n phat hanh: 1. ThOngtin v~ chling quyen: - Ten chling quyen: Chli'ng quy~n HPG/6M/5SI/C/EU/Cash-01 - Ten (rna) chling khoan co sa: HPG - TOchuc phat hanh chling khoan co sa: Cong ty cophan Tap dean Hoa Phat - l.oal chling quyen (mua/ban): Mua - Kieu thuc hien (chau Au/My): CMu Au - Phuonq thlic thanh toan thl,l'c hien quy~n (tiem/chuyengiao chling khoan co' sa): thanh toan ti~n - Thai hgln:6 thang - Ngay dao hi;m: 30/12/2019 - TY 1$chuyem doi: 1:1
- H~ so nhan (doi voi ch(j'ng quyen dl,l'a tren chi so): KhOng ap dl,mg - Gia thuc hien (chi so thuc hien): 23.100 - Gia tri tai san bao dam thanh toan: 1.650.000.000 VND (MOt ty sau t am narn rnuoi tri~u dong ch~n) 2. ThOng tin dq't chao ban: - Ngay b~t o~u chao ban: 26/06/2019 - Ngay hoan thanh phan phoi: 28/06/2019 - Thai gian nhan oang ky mua: TtY ngay 26/06/2019 o~n ngay 28/061 019 - Ngay thanh toan tien mua chling quyem:28/06/2019 - Ngay k~t thuc chuyen giao chling quyen: 28/06/2019 I. K~t qua phan phoi ch(png quy~n )OitU'Q'ngmua Gia so so so so so so TY 1$ chling quyen chao 1U'Q'ng 1U'Q'ng 1U'Q'ng ngu'ai ngu'ai ch(mg ch(rng ban chling ch(rng chling oang ky ou'q'c quy{m quyen (06ngl quyen quyen quyen mua ph~n chu'a pmn chling cmo oang ky ou'q'c phoi pmn phoi quyen) ban mua ph~n phoi (%) phoi 1. NM o~u tu ca nhan, trong 06: - Nha o~u tu rong nuoc - Nha o~u tu rnroc ngoai 3.300 1.000.000 564.310 564.310 28 28 56,43 564.310 564.310 28 28 56,43
2. Nha d~u tlj' c6 to chuc, rong d6: 3.300 1.000.000 Nha d~u tu rong nuoc - Nha d~u tlj' nuoc ngoai!rang so 1.000.000 564.310 564.310 28 28 435.690 56,43 II. TOng hq'p k6t qua phan phoi ch(rng quy~n: 1. Tong so chling quyen da phan phoi: 564.310 chling quyen, chiern 56,43% tong so chling quyen dlj'q'cphep chao ban. 2. rang so tien thu tli viec ban chling quyen: 1.862.223.000 dong (c6 xac nhan cua ngan hang noi ma tal khoan phong toa nhan tiemmua chling quyen dfnh kern) 3. rang chi phi: 0 dong. - Phi bao lanh phat hanh: 0 dong - Phi phan phoi chling quyen: 0 dong 4. rang thu r6ng tli dot phan phoi: 1.862.223.000 dong Chu tlch HQi dong Quan tr]
CONG TY CP CHlrNG KHOAN 551 CQNG HOA xa HQI CHU NGHiA visr NAM DQc I~p - TIf do - Hanh phuc so: 624/2019/CV-SSIHO TP. He Chi Minh, ngay 02 thang 07 narn 2019 sao cao KET QuA PHAN PH61 CHlrNG QUYEN co sao DAM (Gi~y ch{fng nmn cheo ban ch{fng quy~n c6 Mo (fam s6 42IGCN-UBCK do Chi! ticn Oy ban Ch{fng khoan Nhe nuoc dp ngtw 201612019) Kinh gwi: Uy ban Chwng khoan Nha nu'ac Ten to chuc phat hanh: CONG TY co PHAN CHlrNG KHOAN 551 )ia chi tru 56' chlnh: 72 Nguyen Hue, PhU'6'ng Ben Nghe, Ouan 1, Thanh pho He Chi Minh so ci$n thoai: (+84-28) 38242897 so Fax: (+84-28) 3824 2997 Ten, cia chi to chuc bao tanh phat hanh (neu c6): KhOng I. Thong tin v6 chwng quy6n phat hanh: 1. Thong tin ve chlrng quyen: - Ten chlrng quyen: Chwng quy6n MWG/6M/5SIIC/EU/Cash-01 - Ten (rna) chlrng khoan co 56': MWG - To chuc phat hanh chlrng khoan co 56': Cong ty Co phan )~u tu' The gi&i Di cong - Loai chlrng quyen (mua/ban): ChLrng quyen mua - Ki~u thuc hi$n (chau Au/My): Chau Au - Phuonq thuc thanh toan thuc hi$n quyen (tien/chuy~n giao chlrng khoan co' 56'): thanh toan tien - Thai h~n: 06 tmng - Ngay dao h~n: 30/12/2019 - TY 1$chuy~n coi: 1:1
H$ so nhan (ooi voi chcrng quyen dua tren chi 56): Kh6ng ap dunq Gia thuc hien: 90.000 oong Gla tri tal san bao oam thanh toan: 7.000.000.000 VNf) (Say ty oong) 2. Th6ng tin dot chao ban: Ngay b~t oau chao ban: 26/06/2019 Ngay hoan thanh phan ph6i: 28/06/2019 Thai gian nhan oang ky mua: Ttr ngay 26/06/2019 oen nqay 28/06/20 1S Ngay thanh toan tien mua chunq quyen: 28/06/2019 Ngay ket thuc chuyen giao chcrng quyen: 28/06/2019 II. K~t qua phan phbi ch(j>ng quylm 86i tu'q'ngmua Gia s6 s6 S61U'Q'ng s6 s6 So TY 1$ chcrng quyen chao 1U'Q'ng 1U'Q'ng chcrng ngu'ai ngu'ai chung chcrng ban chunq chcrng (oong/ > 1 > 1 1 quyen oang ky ou'q'c quyen quyen quyen quyen ou'q'c mua phan chu'a ph~n chunq chao oang ky phan phoi phoi ph~n phoi quyen) ban mua phoi (%) 1. Nha oau tu ca nhan, trong 06: 14.000 1.000.000 169.900 169.900 31 31 16,99 - Nha oau tu trong nuoc - Nha oau tu' nuoc ngoai 169.900 169.900 31 31 16,99
2. Nha dau tu c6 to chuc, rang d6: - Nha dau tu rang nuoc - Nha dau tu' nuoc nqoal 14.000 1.000.000 ift ong so 1.000.000 169.900 169.900 31 31 830.100 16,99 III. Tong hq'p k~t qua phan ph6i chlpng quy~n: 1. Tong so chling quyen da phan phoi: 169.900 chling quyen, chiern 16,99% tong so chling quyen du'q'c phep chao ban. 2. Tong so tien thu tli viec ban chling quyen: 2.378.600.000 dong (c6 xac nhan cua ngan hang noi mcytal khoan phong tea nhan tien mua chling quyen dinh kern) 3. Tong chi phi: 0 dong. - Phi baa tanh phat hanh: 0 dong - Phi phan phoi chling quyen: 0 dong 4. Tong thu rong tll' dot phan phoi: 2.378.600.000 dong.