cqng HOA xä HOI CHÜ NGHiA VIET NAM Déc lip - T V' do - I-Iqnh phüc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Ilappiness Hå IV(5i, ngåy2d thång 03 näm 2019 THONG BÅo GIAO DICH CC) PHIÉU cüa NGUÖI NQI BC) cüa CONG TY DAI CHUNG vå NGUÖI CO LIEN QUAN cüa NGU(JI NQI BC) NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANYAND RELATED PERSONS OF INTERNAL PERSON. Kinh giri: To: - Üy ban Cht'rng khoån Nhå nur6c - SO Giao dich ch(rng khoån I-lå Néi - Cöng ty cö phån Than Cao Son - Vinacomin - Slate Securities Conunission - Ha Noi Stock Exchange - Vinacomin Cao Sun coal Joint SIOCk Company Thöng tin ve to ch(rc thvc hién giao dich/ h!forma/ion on organization that conducts the transfer: Tén tb ch(rc/ Name of organization: TOP doån Cöng nghiép Than Khoång sån Viet Nam SC) Giåy ch(rng nhön dång ICY doanh nghiép, ngåy cåp, noi cåp/ C'ert(/icale e/' business registration No. (in case of organization), date e/ issue, place ofissue.' Ciiåy chirng nhön ding lcf' doanh nghiép s6 57()0100256 do SO Ké hooch vå Dåu tur thånh Phd I-Iå Néi cåp Iån dåu ngåy 12/07/2010, dång ICY thay dt)i lån thir hai ngåy 21/10/2014 Dia chi try so chinh/ Address: 226 Lé Duån, Phuong T rung Phvng, Quan Dbng Da, I-lå Néi Dién thoqi/ Telephone: 024.3851 078() 024.3851 0724 Email: vanthutkv@vinacomin.vn Website: vinacomin.vn M6i quan lie v6i cöng ty doi cluing/ relationship Wilh the public company; Töp doån Cöng 1
nghiép Than Khoång sån Viet Nam (T K V) lå cöng ty mg cia Cöng ty cd phån Than Cao Son - Vinacomin 2. Thöng tin vé ngurc'yi néi bé cüa cöng ty doi chüng lå ngtrbi co lién quan cüa tb ch(rc thvc hién giao dich (d6i v6i tru&ng hqp ngubi thvc hién giao dich lå ngtröi co lién quan cüa ngtröi nöi bö cüa cöng ty doi chüng)/ Information about internal person (?f/he public company is related person Qflrading organization (in case /rader is related person of internal person oflhe public company) : 2.1. I-IQ vå tén ngtrbi nöi bö/ Name of internal person: Phqm Hong Tåi S6 CMND, HO chiéu, Thé cän ctr6c/ ID card/passporl No.: 100999318 cåp ngåy 8/8/2005 toi Quång Dia chi thtr&ng tri/ Permanent address: Phuöng I-Ibng Håi - Thånh ph6 1-IQ Long - Quång Dien thoqi lién hé/ Address: 0913267920 01 Email: taicocsau@gmail.com Chirc vu hién nay tqi cöng ty doi chüng/curren//y posillion in lhe public company: Chil tich HDQT Cöng ty Cd phån Than Cao Son - Vinacomin Moi quan gitra to ch(rc thgc hién giao dich v6i nguröi nöi bé/ Relationship oforganizalion executing transaction with internal person: 'I'llånh vién Ban Quån l)" von TKV; Ngurc'yi doi dién quån IY phån v6n göp cüa TKV toi CTCP Than Cao Son Vinacomin St) luqng, ty IQ cd phiéu må nguöi nöi bé dang nim giür (néu co)/ Number, ownership proportion of shares held by the internal (if any).' 0 cö phiéu 2.2. HQ vå ten ngtröi néi bé/ Name of internal person: Phqm Thånh Döng - S6 CMND, chiéu, Thé ctr6c/ ID card/passporl No.: 100983012 cåp ngåy 16/03/2005 toi Quång Dia chi thuöng trü/ Permanent address: SD 6, tinh Quång Dién thoqi lién Address: 0913251765 Email: thanhdongcaoson@gmail.com 2, khu l, phi(ång Cam Thånh, TP Ccim Phå, Cht'rc vy hién nay toi cöng ty doi chüng/c'urren//y posillion in the public company; (Jy vién HDQT Giåm d6c Cöng ty Cd phån Than Cao Son - Vinacomin M6i quan he giüa tb ch(rc thvc hién giao dich vöi ngurbi néi bé/ Relationship of organization 2
executing transaction with internal person: Ngtrbi doi clien cüa TKV tham gia HDQT CTCP Than Cao Son - Vinacomin S6 lugng, ty IQ cd phiéu må nguöi néi bé dang nim giür (néu Number, ownership proportion ofshares held by the internal (If any): 0 cd phiéu 2.3. HQ vå tén ngtrbi nöi bö/ Name of internal person: Phqm Vän Long - sé CMND, chiéu, Thé ID card Passport No.: 100959870 ngåy 30/1 1/2004 toi Quång Dia chi thuöng tri/ Permanent address: Tö 52G, phuö ng Cao Xanh, TP Hg Long, tinh Quång Dién thoqi lién hé/ Address: 0912630878 Email: phamlong0676@gmail.com Ch(rc vy hién nay toi cöng ty doi chüng/curren/ly posil/ion in the public company: Uy vién 025 HDQT Cöng ty Cb phån Than Cao Son - Vinacomin M6i quan he giüa to ch(rc thvc hién giao dich v6i ngubi nöi bö/ Relationship of organization executing transaction with internal person: Ngtröi doi dien cüa T KV tham gia HDQT CTCP Than Cao Son - Vinacomin So luqng, t)" IQ cd phiéu må nguöi nöi bé dang nåm giü (néu co)/ Number, ownership proportion of shares held by the internal (If any): 2.685 cö phiéu, turong du ong v6i ty IQ so hüu 0,01% 2.4. HQ vå tén nguöi nöi bé/ Name of internal person: Nguyen Lan Chi S6 CMND, Hé chiéu, Thé cån cu6c/ ID card/passporl No.: 022165000988 cåp ngåy 29/06/2017 toi Cuc Cånh såt DKQL cur tril vå DLQG vé dån cu Dia chi thuröng trü/ Permanent address.' Tö 56, khu 5A, phleång Clia Öng, TP Ccim Phå, tinh Quång Dién thoqi lién hé/ Address: 0912258035 Email: lanchibks@gmail.com Cht'rc vp hiqn nay toi cöng ty doi ch(lng/c'urrenl/y posillion in the public company: Truröng Ban Kiem soåt M6i quan he giüa tb ch(rc thvc hién giao dich vöi nguöi nöi bé/ Relationship of organization executing transaction with internal person.' Nguröi doi clién cila TKV tham gia Ban Kiem soåt CTCP Than cao Son - Vinacomin 3
luqng, t)" IQ co phieu må ngtröi nöi bé dang näm giür (néu co)/ Number, ownership proportion of shares held by the internal (if any): 0 co phiéu 2.5. I-IQ vå tén nguöi nöi bö/ Name of internal person: Nguyen Thi Bich Håi S6 CMND, HO chiéu, Thé cän cu6c/ ID card/passport No.: 100415342 cåp ngåy 15/04/2005 toi Quång Dia chi thtröng trü/ Permanent address: Tb 1B, phtröng Ccim Trung, TP Ccim Phå, tinh Quång Dién thoqi lién hé/ Address: 0942725555 Email: haiduancaoson@gmail.com Ch(rc vy hi#n nay toi cöng ty doi chüng/currentlyposittion in the public company: Thånh vién Ban Kiém soåt N'16i quan he giüa to ch(rc thvc hién giao dich vöi nguröi néi bé/ Relationship of organization executing transaction with internal person: Nguöi doi dien cüa T KV tham gia Ban Kiem soåt CTCP Than Cao Son - Vinacomin St) ltrqng, ty IQ cd phiéu må ngtröi néi bé dang nim giü (néu co)/ Number, ownership proportion of shares held by the internal (if any): 2.450 cd phiéu, turong dtrong v6i ty IQ so hcru 3. Mä ch(rng khoån giao dich/ Securities code: TCS 4. Cåc tåi khoån giao dich co cd phiéu néu toi myc 3/Trading accoltnl number with shares mentioned above: 069C669689 toi Cöng ty cd phån Cht'rng khoån Såi Gön Nöi/ In securities company: Saigon Hanoi Securities Joint Stock Company 5. St) lugng, t)" IQ cd phiéu nim giü truc}c khi thgc hién giao (lich/ Number, ovvnership proportion of shares held before transaction: 13.693.500 cd phiéu, turong dtrcyng ty IQ 51% v6n diéu IQ 6. S6 lugng cd phiéu dång k! mua/ Number of shares registered to buy: 3.756.903 cd phiéu 7. S6 luqng, ty IQ cd phiéu dv kién nåm giü sau khi thwc hién giao dich/ Number, ownership proporlion q/ shares expected to hold g/ler the transaction: cd phiéu, ttrong durong ty IQ 65% v6n di&u IQ 8, MllC dich thvc hién giao dich/ Purposes of Iransaction: tång ty IQ so hüu lén 65% vån diéu IQ Cöng ty cd phån Than Cao Son Vinacomin theo Quyét dinh 237/QD-TKV ngåy 21/02/2019 cia Höi dbng thånh vién Töp doån Cöng nghi#p Than - Khoång sån Viet Nam. 9. Phuong th(rc giao dich/ Mode q/ transaction: Khöp IQnh 10. Thbi gian dv kién thvc hién giao dichl Transaction period: Tir ngåy 25/03/2019 dén ngåy 23/04/2019 4
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