1 TAP DOAN DAU KHI QUOC GIA VIET NAM CONG TY CO PHAN CHUG KHOAN DAU Kill Sty 02 /NQ - DHDCD-CKDK CQNG HOA xa Ho' CHU NGHTA VIET NAM DOW Tiy do 113nh p

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1 1 TAP DOAN DAU KHI QUOC GIA VIET NAM CONG TY CO PHAN CHUG KHOAN DAU Kill Sty 02 /NQ - DHDCD-CKDK CQNG HOA xa Ho' CHU NGHTA VIET NAM DOW Tiy do 113nh phfic Ha Noi, ngay,14 thong nom NGHI QUYET DAI HQI BONG CO BONG BAT THVONG NAM 2010 BAI HQI BONG CO BONG CONG TY CO PHAN CHUNG KHOAN DAU ICHI Can cir Lust Doanh nghiop s6 60/2005/QH 11 ban hanh ngay 29/11/2005; Can cir DiL le t6 chirc va hog dong Cong ty Co phan chung khoan D'au khi ngay 28/01/2010; Can cir bien ban h9p Dai h6i dzing co &Ong thuemg nien nom 2010 oh Cong ty Co phan Chirng khoan D'au khi; Can cir bien ban kiorn phi6u tai cu6c h9p Dai hoi d6ng c6 &Ong bst thuemg nom 2010 oh COng ty Co phan Chimg khoan Dau khi ngay 26/05/2010; 4 QUYET NGHI Dieu 1. Thong qua Dieu 4' sira doi be sung ciia Cling ty CO plan Chfrng khoan Dau khi. Giao HDQT Cong ty thuc hion sira d6i cac noi dung v6s yen dieu Fe can cir tren ket qua chao ban thuc to sau khi phat hanh tong giai down va cac not dung khac (nl co) theo yeu cau cim co quan quan 1ST nha nuoc a dap img dugc cac dil kin niem y6t co phieu cua Cong ty teen Sa GDCK va boo coo DHDCD tai ks/ hop tip theo. Ty lo (fang ST: 99,91% ding s6 c6 phan c6 quy'en bil quyet tai Dai h6i Dieu 2. Thong qua ket qua thirc hqn Nghi quyet so 01/ND-DHDCD ngay 01/02/2010: tang v6n DiL le Cong ty tir 397,25 ty d6ng len 485 ty d6ng; ngirng Oat hanh co phil cho can b0 ding nhan vien theo chucrng trinh lao dong theo phuong an tai Nghi quye't neu tren. TS, lo ding Sr: 99,91% tong s6 c6 ph'an co quy'en bil quyot tai Dal hoi. DiL 3. Thong qua Phirang an tang vim dieu le ciia Ging ty CO phin Chthig khofin DAu khi len 1.018,5 ty ding yofri not dung nhir sau: Muc dich va k'e hotich sir dung yen dm dot phat hanh: + B6 sung v6n ltru d6ng cho hog d6ng kinh doanh cua Cong ty. + Tang nang luc Baoranh phat hanh cua C6ng ty.

2 Phwang an tang van: Ten CO philu: > Logi co phan: Voin dilu le hien tai: So 'wing CP hien tai: Von dilu le dt, kiln tang: o o SO co phiju phat hanh them: M'enh gia co phieu: Von dilu le sau khi tang: SO luvng CP sau phat hanh: > Phuang thav phat hanh: > Thai etilm phat hanh: A. Co phieu PSI Co phin ph8 thong 485 t5, clang c8 phieu 533,5 ts, clang Co phieu d8ng/c8 phieu 1.018,5 ty clang c8 phieu. (mot tram link mat trieu tam tram nam muai nghin ca phib) Phat hanh c8 phieu ra cong chimg. Dv kien QuSr 2,3/2010 sau khi da dtrgc UBCKNN phe duyet NIA sau khi PSI niem yet c48 phieu tren So GDCK HaN0i (HNX). Phwang an phan phoci /dm sau: Dot phat hanh chia lam 2 giai clop Giai loan 1: Chao ban tru dai ca phieu cho cac can bi) cong nhan vien (CBCNV) Cong ty Co phan Chirng khoan Dan khi D6i tugng chao ban - Kh6i luting chao ban: - Gia chao ban: - Thad diem chao ban - Dieu hen rang bu0c: - Uy quyen: Can bo cong nhan vien C8ng ty Co phin Chimg khoan Dau khi (PSI) theo chuang trinh lva chon cho nguad lao cl0ng CP (hai trieu bin tram hai muai lam nghin co phiiu) Wang ducmg 24,25 ts, clang theo menh gia bang 5% von dieu le hien hanh dm cong ty dang/cp. (mai nghin clang mat ca phiiu) Dv kien Q2, sau khi co sir chip thuan cua UBCKNN. Co phieu phat hanh cho can b0 cong than vien theo chuang trinh lva chon khong dugc chuyen nhucmg trong veng 01 nam tinh tir khi nguoi lao dung thanh town tien mua c8 phin diy dit, dung han va dugc Cong ty Co phin Chimg khoan Diu khi cap Giay chimg 'than sa Mitt c8 phin. Neu can b0 cong than vien vi pham dieu kien han the chuyen nhugng neu tren, PSI có quyen thu h8i so c8 phin va thanh town cho c6 dong s6 tien bang ding gia tri c8 phin thu h8i tinh theo menh gia. DHDCD giao cho H0i d8ng quan tri Cong ty quy& dinh tieu chi va lap danh sach can b0 dugc quyen mua, dieu kien rang 2

3 - Ding 14 v6n dieu le: - Niem yett: B. Giai doan 2: Chao ban 1.018,5 ty dong. Loai co phan ' : Kh6i lucmg chao ban: Gia chao ban: Phucmg thirc phat hanh: buoc, phuong thirc phan phti va thin diem phan ph6i. Trong truong h9p cac can 1)0 cong nhan vien khong mua, DHDCD uy quyen cho Hoi d6ng quan tri C8ng ty quyet dinh phan ph6i cho cac CBCNV khac c6 nhu ciu vii mire gia la d6ng/cp. DHDCD giao HOi &Ong quan tri COng ty tin hanh this inc ding ky v6n dieu le mai len 509,25 ty ding vii UBCKNN theo quy dinh. DHDCD giao HOi cling quan tri Cong ty tan hanh thu tic ding ky can thiet de niem yet b6 sung town 1)0 s6 c6 phieu phat hanh cua giai down 1 la CP tren HNX. co phi& cho co (long hien him tang von dieu le Ong ty len Co Olin phi thong CP (neun muai trieu chin tram hai natal lam nghin ca philu) tuong duang 509,25 ty ding d6rig/c6 phieu. c6 &rig hien hall tai mire v6n dieu le 509,25 ty se dugc ding ky mua theo ty le quyen mua 1:1 (c6 &mg so hire 1 c6 phieu dugc nhan 1 quyen mua, 1 quy&'n mua dugc mua 1 c6 phieu mai) theo thong bao chao ban c6 phieu vii cac noi dung ve s6 1u9ng c6 phi& dugc mua, thoi gian va dia diem ding ky mua. S6 c6 phitu cac c6 cling tir ch6i thvc hien quyen mua se dugc chao ban het cho cac d6i tugng khac theo guy& dinh cua HDQT vii murc gia khong thip him gia ban cho co dong hien - Med diem chao ban - Niem y6t 136 sung: Giai doan 1 Giai doan 2 Tiing ging SO tan thu dugc tir dcrt ph& hanh: Dv kien trong Q2,3/2010 sau khi c6 sv chip thuan cua UBCKNN ve phuong an phat hanh va sau khi PSI thirc hien thanh cong Giai clop 1 va niem yet town bo 509,25 ty meth : env gia c6 phieu PSI ten So GDCK Ha NOi. DHDCD giao HOi d6ng quan tri C8ng ty tien hanh thu tic ding 14 can thiet de niem y6t b6 sung town c6 phieu phat hanh them cua Giai doan 2 len Soy GDCK Ha NOi. : d'ong : ding 3

4 Thing du. : ding C. DHDCD ity quyen cho HDQT thu.c hi n: Thuc hien cac thu tuc can thiet de trier' khai phuang an phat hanh c6 phieu ra cong chimg va niem yet b6 sung c6 phieu len Si GDCK Ha Noi ; Can d6i s6 tien thu duqc tir dot chao ban a thuc hien nhang muc dich neu tren, ten co so. dam bao phii hop vai ke hoach phat trien chung cua Cong ty. Hoan tat m9i thu tic a tang von dieu le tucmg frng voi ket qua dot phat hanh. Sira d6i dieu khoan quy dinh ve mix von dieu le trong Dieu le t6 chirc va hoat ding cua Cong ty theo dimg mirc Win dieu le tang len sau khi ket thitc dot chao ban. Xir 1ST c6 phieu le va s6 c6 phieu khong ban het theo phuong an da thong qua. Ty le cling y: 99,91% tong s6 c6 phan c6 quyen bieu quyet sau: Dieu 4: Thong qua dieu chinh ke hoach kinh doanh nam 2010 voi not dung cu the nhu STT Chi trill ICH Don vi ICH 2010 DHDCD giao ICH 2010 dieu chinh 1 Vifon Dieu le TS, ding Doanh thu TS, ding Moi gioi TS, ding QLCD TS, ding Dich v11 TS, ding Dan to TS, ding Tu van va BLPH TS, ding Chi phi TS, ding LNTT TS, ding LNST TS/ ding Ti 4 chia co tirc % 10% De khuyen khich Ban Dieu hanh va can be, than vien lam viec tich cue va hieu qua, phe duyet mire thuang cho phan vuort loi nhu'a'n ice hoach nhu sau: 4

5 Neu 19i nhuan vugt tit 0-10% so voi ke hoach, Cong ty dugc trich 10% tren phan 19i nhuan vugt vao qu5r Khen thuong. Neu 19i nhuan vugt 10-20% so voi ke hoach, Cong ty dugc trich 15% tren phan' 19i nhuan vugt vao guy khen thuong. Neu lgi nhuan vugt 20-30% so voi ke hoach, COng ty dugc trich 22% tren phan' 19i nhuan vugt vao qu5r khen thuong. Neu lgi nhuan vugt tren 30% so voi ke hoach, Cong ty dugc trich 30% tren phan lgi nhuan vugt vao quy khen thuong. Ty le diing Sr: 99,91% tong s6 co phan có quyen bi'eu guy& tai Dai hoi Dieu 5: Thong qua vi0 mien nhion vi be sung thinh vien HDQT vi BKS ciia Cling ty cu the nhir sau: 1. Mien nhiem Ong Vu Thanh Le Thanh vien HDQT Cong ty CP Chimg khoan DAu khi 2. Mien nhiem Ong De Tun Binh Thanh vien HDQT C8ng ty CP Chimg khoan DAu khi 3. Mien nhiern Ong Trinh An Huy Thanh vien HDQT Cong ty CP Ching khoan DAu khi 4. Mien nhiem Ong TrAn Ng9c D6c Truong BKS Cong ty CP Chimg khoan DAu khi 5. Mien nhiem Ong Nguyen Anh Vu Thanh vien BKS COng ty CP Ching khoan DAu khi 6. Btu b6 sung Ong Pham Quang Huy Thanh vien HDQT Cong ty CP Chimg khoan DAu khi 7. BAu b6 sung Ong Nguyen Hoang Nam Thanh vien HDQT Cong ty CP Chimg khoan DAu \ 0 khi 8. BAu b6 sung Ong Nguyen Viet Ha Thanh vien HDQT C8ng ty CP Chimg khoan DAu khi N 9. Btu b6 sung Ong Nguyen Van Nhiem Thanh vien BKS C8ng ty CP Ching khoan Dau 10.BAu bt) sung Ba TrAn Thi Thanh Huyen Thanh vien BKS Cong ty CP Chimg khoan DAu khi Dieu 6. Nghi quye't nay c8 hieu luc ke tir ngay ky. Dai h8i d6ng c6 dong giao HOi dog Quin tri va Ban T6ng Giam d6c c8 trach nhiem xay dung ke hoach chi tie't de trien khai thanh cong Nghi quy6t nay. Noi nhon: - Cac CO (tong PSI - Cac thanh vien HDQT; - Cac thanh vien BKS; - TG thlre hien); - Cac don vi trong Cong ty; - Ltru VT, HDQT. T/M. I BONG CO BONG k H HDQT Bui Ng9c Thing. 5