CONG TY CO PHAN CHVNG KHOAN DAU KHi (Thanh lap tai?mac CHXHCN Viet Nam) BAO CAO TAI CHINH DA DIfl1C SOAT XET Cho ky ho3t dung tir ngity 01 thing 01 na

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1 CONG TY CO PHAN CHVNG KHOAN DAU KHi (Thanh lap tai?mac CHXHCN Viet Nam) BAO CAO TAI CHINH DA DIfl1C SOAT XET Cho ky ho3t dung tir ngity 01 thing 01 nam 2010 den nay 30 thing 06 Want 2010

2 CONG TY CO PHAN CHUNG KHOAN DAU KHI St) , Thing Kift quan Hoan Ki Ha NOi, CHXHCN ViOt Nam M1JC LVC NOI DUNG TRANG BAO CAO CUA BAN TONG GIAM DOC BAO CAO KET QUA CONG TAC SOAT XET BAO CAO TAI CHINH 2 BANG CAN DOI KE TOAN 3-4 ) BAO CAO KET QUA HOAT DONG KINH DOANH 5 ' 1 BAO CAO CHUYEN TIEN TE 6, 0 THUYET MINH BAO CAO TAI CHINE! 7-18 Y \ TR

3 CONG TY CO PHAN CHUNG KHOAN DAU ICH! S6 18 L5/Thtrang Kiet, quail Hoan Kim Ha Nei, CHXHCN Viet Nam BAO CAO CUA BAN TONG GIAM DOC Ban Tiing Giam doc Cling ty Co phan Chung lchoan Dalt khi (g9i tit la "Cling ty") de" trinh bdo cao nay cung vii bao cao tai chinh da ducfc sodt xet cua Cong ty cho ki/hoat Ong tir ngay 01/01/2010 den 30/06/2010. HQI BONG QUAN TR! VA BAN TONG GIAM DOC Cdc thanh vien cua 110i diong Quart tri va Ban Tong Giam d6c Cong ty da dieu hanh Cong ty trong ks/ va den ngay lap bdo cao nay s Hoi ding Ouan tri Ong Bin Ng9c Thing Ong Pham Quang Huy Ong Nguyen Viet Ha Ong Nguyen Hoang Nam Ong Vu Thanh Le Ong Do Tun Binh Ong Tran Minh Hoang Ong Trinh An Huy Ong Nguyen Anh Tuan BA HA Lan Ban Tong Giam Mc Ong Pham Quang Huy Ong Trail Himg Dung Ong Nguyen Xuan Hung Chu tich Uy vial (be nhiem ngay 26/05/2010) Uy vien ()8 nhiem ngay 26/05/2010) Uy vien (b6 nhiem ngay 26/05/2010) Uy vien (136 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010) Uy vien (b8 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010) Uy vien (b6 nhiem ngay 28/01/2010, mien nhiem ngay 26/05/2010) Uy vier' (mien nhiem ngay 26/05/2010) Oy vien (mien nhiem ngay 28/01/2010) Uy vien (mien nhiem ngay 28/01/2010) Tang Giam Mc Ph6 tong Giam Mc Ph6 TOng Giam Mc TRACH NHIEM CUA BAN TONG GIAM DOC Ban tang Gidm doc Cong ty c45 trach nhiem lap bdo cao tai chinh cho ky hoat dong phan anh met cach trung thuc va hap 15, tinh hinh tai chinh cang nhu ket qua kinh doanh va tinh hinh, luu chuyen tien Cong ty trong IcS/. Trong viec lap cac bdo cao tai chinh nay, Ban T8ng Giam Mc dugc yeu cau phai: Lua chon cac chinh sach ke toan thich hop va ap dung cac chinh sach do met cach nhat quan; Dtra ra cac xet doan va trac tinh met cach hap 1S, va than tong; Neu r8 cac nguyen tic ke toan thich hop co dirge tuan did hay khong, co nhang ap dung sai tech trong yeu can duos ding bo va giai thich trong bao cao tai chinh hay khong; Lap bao cao tai chinh tren ca se( hoat Ong lien Mc ft* twang hop kh6ng the cho rang Cong ty se tiep tic hog dong kinh doanh; va Thiel ke va thuc hien he thong kiem soat nei be met cach hieu cho muc ditch lap va trinh bay bao cao tai chinh hap 15/ nham han the tin ro va gian Ian. Ban Tong Giam Mc Cong ty chiu trach nhiem dam bao rang se, sach ke toan Mac ghi chdp met cach phit hop de phan anh met cach hop ly tinh hinh tai chinh cua C6ng ty a bat lcs/ thai diem nao va dam bao rang bao cap tai chinh tuan thti cac Chuan muc Ke toan Viet Nam, He thong Ke toan Viet Nam ap dung cho cac cling ty chi:mg khoan va cac quy dinh hien hanh ve ke toan tai Viet Nam. Ban Tong Giam doccling chiu trach nhiem dam bao an toan cho tai san cua Cong ty va thuc hien cac bien phap thich hap de ngan chin va phat hien cac hanh vi gian Ian va sai pham khac. Ban -Fling Giam d6c xac nhan rang C6ng ty da tuan thu cac yeu cau neu ten trong viec lap bao cao tai chinh. dien cho Ban T8ng Giam doc, Huy Tong Clam dew Ha Noi, ngiry 16 Mang 7 narn 2010

4 I Deloitte Sa:06 /Deloitte-AUDHN-RE Cong ty TNHH Deloitte Vi(it Nam So 8-Pham Ngcc Thach, QuOn Dong Da Ha NOi, ViOt Nam Tel: Fax: BAO CAO KET QUA CONG TAC SOAT XET BAO CAO TAI CHiNH Kink gn : Cac Co Ong Cong ty CO phin Cluing khoan Diu Ulf (PSI) ChUng toi da thuc hien cong tac soar xet bang can doi ke toan toi ngay 30 thang 06 nam 2010 can vai bao cao ket qua hoot dong kinh doanh, bao cao luu chuydn den to va thuyet minh bao cao tai chinh kern theo cua Cong ty CO pan Chirng khoan Dau khi (gqi tat la "Cling ty") cho ky hoot dung tir ngay 01 thang 01 nam 2010 den ngay 30 thang 06 nam Cac bao cao tai chinh kern theo kh8ng nham phan anh tinh hinh tai chinh, ket qua hoat dong kinh doanh va tinh hinh km chuyen tien to theo cac nguyen tic va thong le ke tan dirge chap nhan chung tai cac ntrac khac ngoai Viet Nam. Viec lap va trinh bay bdo cao tai chinh thuoc trach nhiem dm Ban 'Fling Giam doc Cong ty. Trach nhiem cua chi:mg toi IA dua ra bao cao nhan xet ve bao cao tai chinh nay teen co sa cong tic soot )(et dm chimg tel. Chung toi da thuc hien cong tac soot xet bao cao tai chinh theo Chan muc Kiem toan Viet Nam ye cong tac soot xet. Chuan muc nay yeu cau cong tic soot xet phai lap ke ho4ch va thuc hien a c6 su darn bao vira phai rang bao cao tai chinh khong china dung nhfing sai sat tong yeu. COng tac soot xet bao gem chu yeti la viec trao del vai Lilian su cua Cong ty va ap dung cac thu tot phan tich tren nhang thong tin tai chinh; cong tac nay cung cap mot mac do dam bao thap hon cong tac kiem toan. Chang toi kh6ng thuc hien cong viec kiem toan nen khong dua ray kien kiem toan. Tren co sa cong tac soot xet cua chung toi, chting toi khong thay c6 su kien nao a,chiing toi cho rang bao cao tai chinh kern theo day khong phan anh trung thuc va hop IY, ten cac khia canh tr9ng you, tinh hinh tai chinh cua Cong ty toi ngay 30 thang 06 nam 2010 ding nhu ket qua hog &Ong kinh doanh va tinh hlnh km chuyen tien to cho ky hoat dong tir ngay 01 thang 01 nam 2010 den ngay 30 thang 06 nam 2010, phtl hop vai cac Chuan muc KO toan Viet Nam, He thong Ke toan Viet Nam dp dung cho cac cong ty chimg khoan va cac quy dinh hien hanh Ichac ve ke toan tai Viet Nam. Chting toi xin km y nguai doc bdo cao tai chinh tai Thuyet minh se 23 - "Se lieu so skill" cua phan Thuyet minh bao cao tai chinh. Du phong giam gia chung khoan to' doanh cua Cong ty tai ngay 31/12/2008 dtrac trich lap dua tren gia uac tinh c6 the giao dich dtrac. Neu Cong ty ghi nhan khoan du phong giam gia chung khoan ter doanh theo cac quy dinh hien hanh tai thoi diem 31/12/2008, lai nhuan truac thue cua nam 2008 se giam di deng va Igi nhuan tnrac thue cua ky hog dong tin ngay 01/01/2009 den 30/06/2009 se tang len met khoan tuang Pham Hoai Nam Pho Ting giam d6c Chieng chi Kiem toan vien so D.0042/KTV Bang Van Khai Ki"Ern loan vien Chfrng chi Kiem toan vien so 0758/KTV Thay mgt va dgi dien cho CONG TY TNHH DELOITTE VItT NAM Ngay 16 thcing 7 nam 2010 Ha Noi, CHXHCN Viet Nam

5 CONG TY CO PHAN CHUNG KHOAN DAU }CHI S6 18 LY Thutrng Kiet, quan Hoan Kiem Ha NOi, CHXHCN Viet Nam Bao coo tai chfnh cho ky hog dong tit ngay 01 thang 01 nom 2010 den ngay 30 thang 06 nom 2010 BANG CAN DOI Id TOAN Tgi ngay 30 thang 06 nom 2010 MAU SO B 01-CTCK Don vi: VND TAI SAN Ma s6 Thuyet IBM 30/06/ /12/2009 A - TAI SAN NGAN HAN (100= ) 1. Tien va cic khoin tuning duvng tien Tien Cac khoan Wong throng tier' II. Cic khan du to tai chinh ngin han Diu to ngin han Du phong giam gid dau to ngin han 129 ( ) ( ) III. Cac khoin pled thu ngin bun Phai thu khach hang Tra trixec cho ngtrori ban Phai thu hog dong giao dich chcmg khoan Cac khoan phai thu khac IV. Hang din kho V. Tai sin ngin han khac Chi phi tra truck ngan han Thue GTGT &rot kith' trir Thue \fa cdc khoan phai thu Nha ntrac Tai san ngin Ilan khac B - TAI SAN DAI H3N (200= ) I. Thi san co dinh Tai san c6 dinh him hinh Nguyen gici Gia tri hao man luji Id 223 ( ) ( ) 2. Tai san co dinh vo hinh Nguyen gib Gia tri hao mon lug is 229 ( ) ( ) 3. Chi phi xay dvng ca ban cid dang II. Cac khoan dill to tai chinh dhi han Dau ttr dai han khac Div phong giam gia du to tai chinh dai han 259 ( ) III. Ili san dhi lion khac Tien nop Quy 118 tro thanh toan Tai san dai han khac TONG CQNG TAI SAN (270= ) Cac thuyet minh to trang 7 ctjn trang 18 la b0 ph:an hop thanh cua boo coo tai chinh

6 CONG TY CO PHAN CHUNG KHOAN DAU KHi s6 18 Ly Thu6ng KiSt, quan floan Kiem Ha NOi, CHXHCN ViSt Nam Bao cgo tai chfnh cho ky hoat dong tn. ngay 01 thang 01 nom 2010 den ngay 30 thing 06 nom 2010 NGUON VON BANG CAN 001 KE TOAN (Tiep theo) Tai ngay 30 thcing 06 nom 2010 Ma s6 Thuytt minh 30/06/2010 MAU SO B 01-CTCK Dan vi: VND 31/12/2009 A - NO PHAI TRA (300=310) I. Nyq ngin hon Vay va ngan han Phai tra ngtriyi ban Ngtrol mua tra tin Mr& Thus va cac khoan phai n0p Nha nuac Phai tra nguari lao Ong Chi phi phai tra Phai tra hoat.d0ng giao dich chimg khoan Phai tra 110 c0 tfrc, goc va1ai trai phieu Cac khoan phai tra, phai n0p ngan han khac B - NGUON VON (400= ) I. VOn chu se him V6n disu IS Thang du von co ph'an QuSi du pheng tai chinh Lai nhugn sau thus chtra phan phi II. Qu'S'r khen thuirng, phic lyti ( ) TONG CONG NGUON VON (440= ) CAC CHI TIEU NGOAI BANG CAN DOI KE TOAN 30/06/ /12/2009 Ma so VND VND 1. Chirng khogn km ky 1.1. Ching khoan giao dich Cluing khocin giao dich cua thanh vier? lieu ky Cluing khocin giao dich cua khach hang trong nu& Chting khocin giao dich cfca khach hang nit& ngoai 1.2. Chung khoan tam ngirng giao dich Cht.ing khoan tam ngicng giao dich cfca khach hang trong nu& uv ky cong ty dpi cluing ch a niem yet Phym 'Ding Giam doc Ha N0i, ngay 16 thcing 7 nom 2010 Hoang Trung Kier' PGD Phy trach ban TCKT Cac thuyet minh tie trang 7 den trang 18 la 60 phan /KT thanh cua boo cao tai chinh

7 CONG TY CO PHAN CHUNG KHOAN DAU KHI s6 18 Ly Thiamg Kiet, clan Han Kiem Ha NOi, CHXHCN Viet Nam Bao cao tai chlnh cho ky hog deng tar ngay 01 thang 01 nam 2010 den ngay 30 tang 06 nam 2010 BAO CAO KET QUA HOAT BONG KINH DOANH Cho Icf, hogt clang tie ngay 01 thcing 01 nam 2010 din ngay 30 thang 06 nam 2010 MAU SO B 02-CTCK Don vi: VND CHI TIEU Ma Thuyet Tir 01/01/2010 Tir 01/01/2009 se) minh den 30/06/2010 den 30/06/ Doanh thu hoot Ong kinh doanh chamg khan Doanh thu mol giai chung khodn cho nguii dau ttr Doanh thu hoat Ong dau ttr chang khodn, g6p vent Doanh thu hoot Ong to van Doanh thu km kji chimg khoan Doanh thu hoot dong ny thdc dau gid Doanh thu Id& Cdc khodn gidin tit doanh thu Doanh thu than ye hoot Ong kinh doanh Chi phi hoot d'ong kinh doanh Lqi nhan Op/(18) ciia hoot Ong kinh doanh (20=10-11) ( ) 6. Chi phi quail Ijr doanh nghiep Lqi nhu#n thuin/(16) ter hoot dong kinh doanh (30=20-25) ( ) 8. Thu nhap khac Chi phi khdc Loi nhu#n khgc (40=31-32) i Tong lqi nhu#n/(18) ke than trulk thud (50=30+40) Thue thu nh#p doanh nghiep phai nap ( ) *I 13. Lqi nhan/(18) sau thue thu nh(ip doanh nghiep (60=50-51) ( ) 14. Lai co. ban tren co phieu i V) Ha Noi, ngay 16 thcing 7 nam 2010 Hang Trung Kien PGD Phu trach ban TCKT Cac thuyit minh ter trang 7 din trang 18 la bo ph an hop thanh cua boo ccio tai chink

8 CONG TY Co PHAN CHUNG KHOAN DAU KHi S6 18 LS, Thtrimg Kiet, quart Hoan Kim Ha N0i, CHXHCN Viet Nam Bao coo tai chinh cho kj/ float dong tir ngdy 01 thong 01 nom 2010 d6n ngdy 30 thdng 06 ram 2010 BAO CAO CHUYEN TIEN TE Cho 19) hogt clong ter ngay 01 thong 01 nom 2010 den ngay 30 thcing 06 nom 2010 MAU SO B 03-CTCK Dan vi: VND CHI TIEU I. LUU CHUYEN TIEN TU HOAT DQNG KINH DOANH 1. Lqi nhuon (L8) tririrc thud 2. Dieu chinh cho cac khoin: Khau hao tai san co dinh Cac khoan du phong (C6) tir hoat dong du tu Chi phi lai vay 3. Lqi nhuon tir hoot Ong kinh doanh &wire thay doi von hru dong (Tang)/Giam cac khoan phai thu (Tang)/giam hang tan kho Tang cac khoan phai tra (Khong ke lai vay phai tra, thus' TNDN phai Op) (Tang)/ giam chi phi tra truac va tai san ngan han khac Tien la' vay TA' tra Thus thu nhap doanh nghi'ep da nop Tien chi khac cho hog dong kinh doanh Lieu chuyin tide: than; tie hogt d(ing kinh doanh II. LUIJ CHUYEN TIEN Tir HOAT DQNG DAU TU. 1. Tien chi de mua sam, xay dung TSCD va cac tai san dai han khac 2. Tien thu h6i dau tu gop von vao don vi khac 3. Tien thu Lai cho vay, co tire va lqi nhuan ducc chia Lieu chuya tidn Maui tie hogt deing dint tit III. Lai CHUYEN TIEN TU HOAT DQNG TAI CHINH 1. Tien thu tir phat hanh c6 phieu, nhan von gop c6a chn so. huu 2. Tien chi tra nq goc vay Lieu chuyin tidn :halm tie hogt d(ng lid chinh Luu chuyen den thu'an trong kj, (50= ) ofin trong dirang tien ton &au kj, ky (70=50+60) trong &rang tien cuoi Ma so ( ) 10 ( ) ( ) 14 ( ) 16 ( ) Tir 01/01/2010 den Tir 01/01/2009 den 30/06/ /06/ ( ) ( ) ( ) ( ) ( ) ( ) ( ) 89.( ( ) ( ) ( ) P g Huy Tong Giam doc Ha Noi, ngay 16 thong 7 nom 2010 Cac thuylt minh tie trang 7 din trang 18 la bo phan hap thank cifa boo coo tai chinh Holing Trung Kiel] PGD Phy trach ban TCKT