CONG TY CO PHAN CHUNG KHOAN FPT CONG HOA xa HOI CUU NGHiA VI~T NAM DQcI~p - Tl! do - Hanh phuc Kinh gui: Dy ban Chung khoan Nha mnrc Sir Giao djch Chu

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1 CONG TY CO PHAN CHUNG KHOAN FPT CONG HOA xa HOI CUU NGHiA VI~T NAM DQcI~p - Tl! do - Hanh phuc Kinh gui: Dy ban Chung khoan Nha mnrc Sir Giao djch Chung khoan TP. H8 Chi Minh Sir Giao djch Chung khoan Hit NQi - Ten cong ty dai chung: Cong ty C6 phan Chirng khoan FPT BAo CAD TINH HINH QUAN TRJ CONG TY (Nam 2018) Hit N(Ji, ngity 30 (hang 01 ndm Dia chi tru sa chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay H6, ph6 Ha NQi - Di~n thoai: Fax: fptsecurities@fpts.com.vn - V6n di~u l~: d6ng - Ma clnrng khoan: FTS I. Hoat dqng ella D~i hqid8ng c8 dong Thong tin v~ cac cuoc hop va Nghi quyet/ Quyet dinh cua Dai hqidong c6 dong (bao gom ca cac Nghi quyet cua Dai hqid6ng c6 dong diroc thong qua diroi hinh thirc l~y y kien bing van ban ) STT S6 Nghi quyet/ Quyet dinh Ngay NQidung INQ/DHDCDIFPTS 10104/2018 Nghi quyet Dai hqid6ng c6 dong thuong nien nam 2018 II. HQid8ng quan tr] ( Bao cao nam 2018 ) 1. Thong tin v~ thanh vien HQid6ng quan tri ( HDQT ) 1

2 STT vi en HDQT Chirc vu Ngay b~t d<lul se bu6i hop Ty l~ tham Ly do khong tham Khong con la HDQT dtr hop du hop thanh vien HDQT tham du 1 Ong N guy~n Di~p Tung Chu tich HDQT 19/7/2007 4/4 100% 2 Ong Nguyen Van Trung vi en HDQT Khong con la 25/ thanh vien HDQT % 10104/2018 k~ nr ngay 10104/2018 :H 3 Ong D6 Son Giang vien HDQT 19/ % 4 Ong Nguyen Kh~c vien HDQT 10/3/2011 4/4 100% 5 Ong Shuzo Shikata vien HDQT 22/3/ % La thanh vien 6 Ong Nguyen Van Dung vien HDQT 10104/ % HDQT k~ nr ngay 10104/ Hoat dqng giam sat cua HDQT d6i voi Ban Giam d6c (Tfmg Giam d6c): Can ctr DiSu l~ cong ty, HDQT thirc hien giam sat T6ng Giam d6c va cac can bq quan ly khac trong disu hanh cong viec hang ngay cua cong ty. Dinh ky hang quy HDQT yeu du Giam d6c l~p bao cao k~t qua SXKD, ti~n dqthirc hien cac nghi quyet cua HDQT, nhilng kho khan, thu~n IQ'ill<iysinh trong cong tac disu hanh. Qua do yeu du BKS th.m dinh bao cao quy~t toan, giam sat tinh hinh tai chinh, tinh hq'pphap trong cac ho:;ttdqng cua cac thanh vien BGB, cac can bq quan ly cong ty, S\Iph6i hq'pho:;tt dqng vai HDQT, BKS cong ty, nhfun dam bao th\ic hi~n thea quy dinh cua phap lu~t, cua DiSu 1~cong ty. Tren co'sa cac bao cao va tinh hinh nb duq'c, HDQT t6 chuc hop xem xet, danh gia k~t qua disu hanh, co ngh! quy~t kh~c ph\lc t6n t:;tiva tri~n khai cong vi~c mai thea ngh! quy~t DHDCD ds ra. Do th\ic hi~n dung quy trinh, thu tl,lc ph6i hq'pho:;ttdqng gifra HDQT, BGD va BKS, cong vi~c disu hilnh SXKD cua BGD khong bi tra ng:;ti,vi~c giam sat cua HDQT va cua BKS duq'c duy tri thuemg xuyen, chl:itcm, dam bao ho:;ttdqng cua cong ty th\ic hi~n dung nght quy~t DHDCD va nght quy~t HDQT, th\ic hi~n quan trt cong ty thea chu.n m\ic hanh vi, d:;toduc nghs nghi~p cua thanh vien HDQT, BGD, BKS vi quysn lq'icua c6 dong cong ty. 2

3 3. Hoat dong cua cac ti~u ban thuoc HQi d6ng quan tri: Cong ty khong thanh l~p tieu ban thuoc HQi d6ng quan tri 4. Cac Nghi quyet/ Quyet dinh cua HQi d6ng quan tri (Bao cao nam 2018) STT S5 Nghi quyet/ Quyet dinh Ngay NQi dung /QD/HDQT/FPTS 15/ /QD/HDQT/FPTS 15/ /QD/HDQT/FPTS 16/ Quyet ~inh mi~n nhi~~ ong Nguyen Van Trung thai gifr chirc vu Giam doc Chi nhanh ne Chi Minh Quyet dinh b,6 nhiem Ba Tuong Nu Thu Lan gift chirc V\} Giam d5c Chi nhanh Ho Chi Minh Quyet dinh ban hanh Chinh sach Quan tri rui ro Cong ty C6 phan Chung khoan FPT nam Thong qua Bao cao k~t qua hoat d('>ngkinh doanh narn 2017 va k~ hoach kinh doanh nam Thong qua viec thirc hien mua c6 phieu 10le lam c6 phieu quy 3. Thong qua viec b6 sung ten goi chi nhanh Cong ty C6 phan Chtrng INQ/HDQT IFPTS 25/ khoan FPT t~i ph5 H6 Chi Minh 4. Thong qua vi~c thanh l~p Phong giao dich Ky D6ng thu('>ccong ty C6 ph~n ChUng khoan FPT - Chi nhanh Tp. H6 Chi Minh 5. Thong qua NQi dung chuong trinh D~i hqi d6ng c6 dong thuemg nien nam /QD/HDQT/FPTS 31/ Thong qua k~ ho~ch yay v5n t~i Ngan hang Vi~t A chi nhanh Ha NQi /QD/HDQT IFPTS 31/ Ban hanh l~i H~ th5ng thang luong, bimg luong FPTS /QD/HDQT IFPTS 01102/2018 Ban hanh Quy dinh v~ dinh muc mua s~m, chi phi xe 0 to /QD/HDQT/FPTS 28/02/2018 Thong qua k~ ho~ch yay v5n t~i Ngan hang Vi~t A chi nhanh Ha NQi /QD/HDQT/FPTS 28/02/2018 HQP D~i hqi d6ng c6 dong nam

4 Mi~n nhiem ba Nguyen Thi Phuong Anh thoi gitt chtrc vu Nguoi phu /QD/HDQT/FPTS 30103/2018 trach Quan tri cong ty kiem Thu ky Cong ty - Cong ty C6 phan chung khoan FPT /QD/HDQT/FPTS 30103/2018 Cir ba Trinh H~ng lam Nguoi phu trach quan tri cong ty kiem Thir ky cong ty - Cong ty C6 phan Chung khoan FPT d 1 1. Thong qua Bao cao kst qua hoat dong kinh doanh Quy 1 nam 2018 va KS hoach kinh doanh Quy 2 nam Thong qua viec b~u ong Nguyen Diep Tung gitr clnrc vu Chu tich INQ/HDQT IFPTS 10104/2018 H9i d6ng quan tri CTCP Chung khoan FPT nhiem ky (I "Ị 3. HDQT thong nhfrt trien khai thuc hien viec Tra c6 rue bang ti~n va Phat hanh c6 phieu tra c6 nrc nam 2017 cho c6 dong hien hfru thea plnrong an dll diroc DHDCD thong qua /QD!HDQT/FPTS 18/04/ /QD!HDQT/FPTS 02/05/2018 Tri~n khai phuong an phat hanh c6 phisu tra c6 tuc nam 2017 thea Nghi quyst D~i h9i d6ng c6 dong thuang nien nam 2018 s INQ/DH )CD/FPTS ngay 10104/2018 cua Cong ty C6 ph&n chung khoan FPT N,gay ~ang ky, cu6i.cling, d~ th\ic hi~n quy~n nh~n c6 tuc nam 2017 bang tien va bang co phieu Uy quy~n ba D6 NgQc Anh d~i di~n Chu tich H9i d6ng quan tri ky /QD/HDQT/FPTS 11/ Gifry xac nh~ s6 hfru c6 ph~n cila Cong ty C6 phh ChUng khoan FPT Uy qu'y~nba Nguy~n Thu ~6n~ d~i di~n Chil ti~h H~i d6ng quan tri /QD/HDQT IFPTS 11/ ky Giay xac nh~ s6 hfru co phan cua Cong ty Co phan ChUng khoan FPT /QD/HDQT/FPTS 11106/ INQ!HDQT/FPTS 20106/2018 Uy quy~n ba cu Anh Thu d~i di~n Chil tich H9i d6ng quan tri ky Gifry xac nh~ s6 hfru c6 ph~n cua Cong ty C6 ph~n ChUng khoan FPT Thong qua vi~c ky hqp d6ng yay v6n t~i Ngan hang TMCP Qu6c ts Vi~t Nam - Phong dinh chs Utichinh - VIB H9i S6 4

5 INQ/HDQT/FPTS 31107/ /QD/HDQT IFPTS 19/09/2018 Thong qua Bao cao hoat dong kinh doanh Quy 2 nam 2018 va k~ hoach kinh doanh Quy 3 nam 2018 Uy quyen cho ol!g L~ Minh Vi~t - Giam d6c Liru ky va Quan Iy c6 dong, Cong ty Co phan Chung khoan FPT duoc dai dien : /QD/HDQT/FPTS Ban hanh Quy dinh Quan tri rui ro FPTS nam 2018 I.Thong qua Bao cao k~t qua hoat dong kinh doanh Quy 3 nam 2018 va Ke hoach kinh doanh Quy 4 nam INQ/HDQT/FPTS 06/11/ Thong qua viec ky Hop d6ng han mire yay von tai Ngan hang TMCP Ky thuong Vi~t Nam (Techcombank) 3. Thong qua viec thanh I~p phong giao dich Trin Binh Trong thuoc Cong ty c6 phan Chung khoan FPT - Chi nhanh Tp. H6 Chi Minh. III. Ban ki~m soat ( Bao cao nam 2018 ) 1. Thong tin vs thanh vien Ban Kiem soat ( BKS ) STT vien BKS Chirc vu Ngay b~t diu! S6 bu6i hop Tf I~ tham du Ly do khong Khong con la BKS tham dir hqp tham dir hop thanh vien BKS 1 D6 Thi Huong TruOng ban 19/7/2007 2/2 100% 2 Nguy~n Thi Phuong vien 19/7/2007 2/2 100% 3 Gng Tomohiro Yamaguchi vien Khong con la 30103/ thanh vien BKS 012 0% 10104/2018 ks illngay 10/04/ Eiichiro So vien 10104/ % 2. HO<;lt d<)nggiam sat cua BKS d6i v6i HDQT, Ban Giam d6c disu hanh va c6 dong: 5

6 Nam 2018 Ban KiSm soat khong phat hien tnrong hop belt thuong nao trong hoat dong cua cac thanh vien Hoi dong Quan tri, thanh vien Ban T6ng giarn d6c va cac can bi;>quan ly khac cua Cong ty C6 phan Chung khoan FPT. Ban KiSm soat cho rang cac can bi;>quan ly cua Cong ty C6 phan Chung khoan FPT da ths hien trach nhiem cao trong viec dieu hanh, da chu di;>ngcac phuong an thuc hien vi v~y k~t qua hoat di;>ngkinh doanh, 19i nhuan nam 2018 kha t6t trong kh6i cac cong ty chirng khoan. Ban Lanh dao Cong ty clurng khoan FPT trong nam qua da tiep tuc chi dao thuc hien xay dung va hoan thien cac san pham dich vu ti~n ich cho cac nha d:lu tu, cung dp cho khach hang mi;>th~ th6ng giao dich thu~n ti~n va an toan, nhanh ch6ng va chinh xac, cong b~ng va minh b<;lch. c-1,,a (~ 1 t. D:lu nam 2018 Hi;>id6ng quim tri cong ty da thong qua chinh sach quan ly rui ro nam Ban Ki m soat cho dng, nam 2018 tm truang chung khoan c6 th viin di~n bi~n kh6 luang vi v~y Hi;>id6ng Qmm tri ti~p t\lcc:ln c6 cai nhin th~ tn;mg, khong chu quan, c:ln danh gia ky cac tac di;>ngcua cac chinh sach VI mo d~n tm truang chung khoan, luang tru6c cac rlii ro ds xay d\l'l1g,hoan thi~n h~ th6ng quan tri rlii ro va c6 cac hanh di;>ngphong ngira phil hgp, kip thai, tranh cac t6n thelt c6 th xay ra trong tuang lai. 3. Sv ph6i hgp ho<;ltdi;>nggifra BKS d6i v6i ho<;ltdi;>ngcua HDQT, Ban giam d6c di~u hanh va cac bi;>quan ly khac Niim 2018, Ban lanh d<;locong ty C6 ph:ln ChUng khoan FPT da thvc hi~n nghiem ruc cac yeu c:lu v~ vi~c cung dp cac thong tin c:ln thi~t cho Ban Ki m soat. Cac thanh vien Ban Ki m soat dugc mai tham gia d:ly du cac cui;>chqp cua Hi;>id6ng Quan tri va dugc cung dp d:lydu va kip thai cac thong tin dn thi t. 4. HO<;ltdi;>ngkhac cua BKS: N gay 10104/2018 Ban ki m som da ti n hanh HQP b:lu TruOng Ban ki m som nhi~m ky IV. Dao t~o v~ quan tri cong ty 6

7 Cong ty da:cir can b<)tham gia cac h<)ithao, t~p hu~n v~ Thi tnrong clnrng khoan phai sinh do Uy ban clnrng khoan nha mroc va cac sa giao dich chirng khoan t6 chirc. STT v. Danh sach ca dong n(>ib(>va ngufri co lien quan 1. Danh sach nguoi n<)ih<)va ngiroi co lien quan cua nguoi n<)ib<) Ten t6 chuc/ca nhdn Clnrc VI} S6CMND Thi,.i di~m TKCK tai cong b~t diu hi (n~u co) ty (n~u Dja chi Dgu'O'ico co) S6CMND Ngay cftp Nm cap lien quan Chu tjch HDQT 1 Nguy~n Di~p Tung T6ng 2007 Giam d6c Thiri di~m khong con lit ngu'o'i co lien _quad Lydo ::::::./1 "'( N OJ 1.1 Nguyen Thi Lan M" 1.2 Nguyen Quoc Ung Anh 1.3 Nguy n Hong Nhung Chi 1.4 Nguyen Thi Chung Em 1.5 Nguyen Ki~u Nga Em 1.6 Nguyen Van Bach Em 1.7 Nguyen Thi Thorn Vq 1.8 Nguyen Tu~n Anh Con 1.9 Nguyen Dire Anh Con 1.10 Nguyen Hung Anh Con 7

8 2 Nguy~n Van Trung Mi~n nhiem theo Ngh] vien 10/04/2018 quyet Irl- HDQT 2018/NQ/DHD Cf)IFPTS 2.1 Nguyen Van Viet Nguysn Thi V;.lt Mtt 2.3 Nguyen Van Nam Anh 2.4 Nguyen Van 89 Anh 2.5 Nguyen Thi Hi~n Chi 2.6 T;.lThi Phuong Ha Vq 2.7 Nguyen Minh Nghia Con 2.8 Nguyen NMt Minh Con 2.9 Nguy~n Ha Linh Con 2.10 Nguy~n Ha Anh Con 3 B& SoonGiang vien HBQT Truong Thi Quy Mtt 3.2 Pham Tuyet Mai Vq 3.3 )6 Nhat Minh Con 3.4 )6 Nguyet Minh Con 8

9 Nguyen Kh~c 4 vien 2007 HDQT 4.1 Nguyen Thi Nhien Chi 4.2 Nguysn Thi Tan Chi 4.3 Nguy~n Khac Thuat Anh )~il 4.4 Nguyen Thi Vi~t Nga Vg 71 ~ 4.5 Nguyen Lam Khue Con 5 Shuzo Shikata vien 22/03/2016 HDQT 5.1 Erika Shikata Vg 5.2 Shogo Shikata B6 5.3 Kyoko Shikata M~ 5.4 Riku Shikata Con 5.5 Masakazu Shikata Anh 5.6 Keiji Shikata Anh DU'Q'cbiu CU' theo Nghj 6 Nguy~n Vlin Dung vien 10/04/2018 quy~t 01- HDQT 2018/NQIDHD CD/FPTS 6.1 Nguyen Van Ruyen B6-6.2 Nguy~n Van Duyen Anh 9

10 6.3 Nguyen Van Kien Anh 6.4 Nguy~n Van Kiern Anh 6.5 Nguysn Van Quyen Anh 6.6 Nguyen Thi Chien Chi 6.7 Dao Phuong Mai Vg 6.8 N guy~n Due Long Con 6.9 Nguy~n Due Anh Con 7 aa Thj Hirong Truong Ban ki~m soat 7.1 D6 Vi~t Hoa Nguysn Thi xa M~ 7.3 D6 Vi~t Hung Anh 7.4 D6Thi Dung Chi 7.5 D6 Vi~t Dung Em 7.6 D6 Kim Hoa Em 7.7 Nguyen Quoc TUlln Chong 7.8 Nguyen D6 Hoang Ha Con 7.9 Nguyen D6 H6ng Ha Con 10

11 8 Nguy~n Th] Phuong vien Ban Ki~m soat Ha Thi Nhe M~ 8.2 Trinh noo Vien Chong 8.3 Trinh Htru Thang Con 8.4. Trinh Thi Thuy Con Mi~n nhiem Tomohiro vien Ban theo Nghj 9 Yamaguchi Ki~m 10/04/2018 quy~t 01- soat 2018INQIDHD CDIFPTS 9.1 Mitchio Yamaguchi Yoko Yamaguchi M~ 9.3 Naoko Yamaguchi Vq 9.4 Tomoya Yamaguchi Con trai 10 Eiichiro So vien Ban Ki~m soat DU'Clcbiu crr theo Ngh] 10/04/2018 quy~t INQ/DHD CD/FPTS 10.1 Tadashi So Cha Fumiko So Mamiko So Mami So M~ Em Vq 11

12 10.5 Shunsuke So Con 10.6 Manami So Con 11 Nguy~n Thj Thu K~ toan HU'O'ng trurmg Nguyen Quang Tu B6 1l.2 Nguy~n Thi Mai M~ ::::: - I ;. CI C~ 111 ] 11.3 Nguyen Huy Binh Em 1l.4 Hoang Trung Nghia Chong 1l.5 Hoang Thi Thu Hit Can 1l.6 Hoang Nh~t Minh Can Nguo'i 12 duq'c oy Nguy~n Th] Phuong quyen Anh Cong ba 12102/ /2018 thong tin, 12.1 Nguyen Van Tu B6 DuQ'c uy quy~n theo Cong van oy quyen thuc hi~n CBTTsa /FPTS va Hoy uy quy~n theo ThOng bao Hoy uy quyen thuc hi~n CBTT sa /FPTS 12.2 Nguysn Thi Hoan M~ 12.3 Nguyen Thj Quynh Trang Nguiri DU'Q'cuy quy~n 13 Trinh HAng duq'c uy 01104/2018 theo Cong van quy~n uv Quy~n thuc 12 Chi

13 Cong b6 thong tin hi~ncbtt s /FPTS 13.1 Trinh Hilu Them B Nguyen Huyen M~ 13.3 Nguyen Vier CUOng Ch6ng 13.4 Nguy n Vi~t Bach Con 13.5 Nguyen Kim Cat Tien Con ~. 2. Giao dich gitra cong ty voi ngiroi co lien quan cua cong ty; hoac gifra cong ty voi c6 dong 100,ngiroi nqi bq,ngiroi co lien quan cua ngiroi noi bq STT Cac ben lien quan M6i quan h~ NQidung giao djch s6 ti~n (VND) 1 Cong ty c6 ph:ln FPT C6 dong 100 (20% V6n dibu I~) Phi hru ky, Phi quan Iy c6 dong chua tai hru ky, Phi nr v~h t6 chirc Dai h(ii d6ng c6 dong 132,813, Giao dich gifra ngiroi nqi bq cong ty niem y~t,ngiroi co lien quan cua ngiroi nqibqvoi cong ty con, cong ty do cong ty niem y~tnfun quyen ki~msoat (Khongco) 4. Giao dich gifra cong ty voi cac d6i tuong khac STT Cac ben lien quan M6i quan h~ NQidung giao djch s6 ti~n (VND) 1 Cong ty C6 phftn ViSn Thong FPT Ben co lien quan Phi tu v~n t6 chirc Dai hqi c6 dong, Phi quan Iy c6 dong chua tlii luu k.y 168,300,000 2 CT TNIDI Dich vv tin h9c FPT Ben co lien quan. Thiet bi tin h9c, dich vv tin h9c 193,355,536 13

14 CT TNHH 3 FPT H~ thong thong tin Ben CO'lien quan DV bao tri, DV Chefky s6, Thi~t bj thoai 809,164,000 CN CT TNHH MTV ViSn thong 4 Quoc t~ FPT Cong ty TNHH MTV visn thong 5 quoc t~ FPT Chi Nhanh Cong Ty Co Phc1n 6 ViSn Thong FPT Ben CO'lien quan CUO'cdjch VI,! vi n thong 553,482,600 Ben CO'lien quan CUO'cdich VI,! vi n thong 33,264,000 Ben CO'lien quan Chi phi duong truyen 104,280,000 7 CN CTTNHH dich V1,l tin h9c FPT Ben CO'lien quan Thi~t bi tin h9c 9,691,000 8 FPT Cong ty CP Ban le Ky thuat s6 Phi nr van T6 chirc DHDCD thuong nien nam Ben CO'lien quan 2018 va Lap Bao cao thuong nien nam 2017, phi 84,700,000 quan Iy c6 dong 9 Cong ty TNHH Dau nr FPT Ben CO'lien quan Phi chuyen nhuong chimg khoan 56,364,000 VI. Giao dich c8 phi~u cua ngu'oi nqibqva nguoi lien quan cua nguoi nqibq (Bao cao nam 2018 ) 1. Danh sach nguoi noi h9 va ngiroi eo lien quan cua ngiroi n9i h9 se c6 Ty I~ so-hfru Taikhoiin STT HQ ten Chirc VI} t~i s6 phieu so- c6 GDCK Dja chi Cong ty CMND/DKKD hfru cu6i phieu ky cu6iky (%) Chu tjch 1 Nguy~n Di~p Tung HDQT-T6ng 3,574, GD Ghi chii 1.1 NguySn Thj Lan M~ 1.2 NguySn Qu6c Vng Anh 1.3 NguySn H6ng Nhung Chi 14

15 1.4 Nguyen Thi Chung Em 1.5 Nguyen Ki u Nga Em 1.6 Nguyen Van Bach Em 1.7 Nguyen Thi Thorn Vg 1.8 Nguyen Tuftn Anh Con 1.9 Nguyen Dire Anh Con 1.10 Nguyen Hung Anh Con 2 Nguy~n Van Trung HDQT vien 2,055, Nguyen Van Vi~t B6 2.2 Nguyen Thj Vc;tt Me;: 2.3 Nguyen Van Narn Anh 2.4 Nguyen Van BI) Anh 2.5 Nguyen Thj Hi n Chj 2.6 Tc;tThj Phuong Hit Vg 2.7 Nguyen Minh Nghia Con 2.8 Nguyen Nh~t Minh Con 2.9 Nguy n Hit Linh Con 2.10 Nguyen Hit Anh Con 3 D6 Son Giang HDQT vien 274, Truong Thi Quy Me;: 15

16 3.2 Pham Tuyet Mai Vq..,.., -'.-' D6 Nh~t Minh Con 3.4 D6 Nguyet Minh Con 4 Nguy~n Kh~c vien HDQT 159, Nguyen Thi Nhien Chi 4.2 Nguyen Thi Tan Chi 4.3 Nguyen Kh~c Thu~t Anh 4.4 Nguyen Thi Vi~t Nga 5, Vq 4.5 Nguyen Lam Khue Con 5 Shuzo Shikata vien HDQT 5.1 Erika Shikata Vq 5.2 Shogo Shikata B6 5.3 Kyoko Shikata My 5.4 Riku Shikata Con 5.5 Masakazu Shikata Anh 5.6 Keiji Shikata Anh vien 6 Nguy~n Van Dung 322, HDQT 6.1 Nguyen Van Ruyen B6 6.2 Nguy~n Van Duyen Anh 6.3 Nguy~n Van Kien Anh 16

17 6.4 Nguyen Van Kiern Anh 6.5 Nguyen Van Quyen 4,920, Anh 6.6 Nguyen Thi Chien Chi 6.7 Dao Phuong Mai VCf 6.8 Nguyen Dire Long Con ~.( 6.9 Nguyen Dire Anh Con 7 1>6 Thj Hurrng Trurrng BKS D6 Vi~t Hoa Nguyen Thi xs Mit 7.3 D6 Vi~t Hung Anh 7.4 D6 Thi Dung Chi 7.5 D6 Vi~t Dung Em 7.6 D6 KimHoa Em 7.7 Nguyen QU6c Tu~n Chong 7.8 Nguyen D6 Hoang Ha Con 7.9 Nguyen D6 H6ng Ha Con 8 Nguy~nTh] Phuong BKS vien 59, Ha Thi Nhe Mit 8.2 Trinh Huu Vien Chong 8.3 Trinh Hfru Thing 11, Con 17

18 8A Trinh Thi Thuy Con 9 Tomohiro Yamaguchi BKS vien 9.1 Mitchio Yamaguchi B6 9.2 Yoko Yamaguchi My 9.3 Naoko Yamaguchi Vq 9A Tomoya Yamaguchi Con to Eiichiro So BKS vien 10.1 Tadashi So B loa Fumiko So Mamiko So Mami So Shunsuke So Manami So My Em Vq Con Con 11 Nguy~n Thj Thu Hunng K~toan tru-iyng 99, Nguyen Quang Tir B Nguyen Thi Mai My 11.3 Nguyen Huy Binh Em 11.4 Hoang Trung Nghla Chong 11.5 Hoang Thi Thu Ha Con 11.6 Hoang NMt Minh Con 18

19 12 Ngm'ri dlfq'c Nguy~n Th] Phuong uy quyen cong Anh b6 thong tin 12,1 Nguyen Van Tu Nguyen Thj Hoftn Mtt 123 Nguyen Thi Quynh Trang Ngu'O'i ~u'q'c 13 Trinh Ring uy quyen cong b6 thong tin Chi I r, }3,1 Trinh Htru Them Nguyen Huyen Mtt 133 Nguyen Vi~t CUOng Chong 13,4 Nguyen Vi~t Bach Con 13.5 Nguyen Kim Cat Tien Con 2. Giao dich cua ngiroi nqi bq va ngiroi co lien quan d6i voi e6 phieu cua cong ty niem y~t Nguoi thirc hien giao S6 c6 phieu se hflu d.u ky S6 c6 phieu s6 htru cu6i ky Ly do tang, giam STT S6DKSH Chirc danh (mua, ban, chuyen d6i, dich thuong) S6 c6 phieu rt 1~(%) S6 c6 phieu rt l~(%) Con cua vien 1 Mua them c6 phieu Trinh Htru Thang 2,527 0, , BKS C6 nrc c6 phieu 19

20 VII. Cae v~o d~ do hru y khae: Khong Nguy~n Di~p Tung 20